Compliance and Risk

Supporting the group value of “Working Together”, the role of the Risk, Compliance and Quality team is to promote a culture of regulatory compliance within the firm and to assist everyone in the business with all aspects of complaints handling and risk management. Many of the aspects that underpin regulatory compliance are aimed at ensuring we “do the right thing” for our clients and that we always act with integrity, treat clients fairly and act in their best interests.


David Harrington - Partner - Leeds

David Harrington

Partner, Compliance & Regulatory
Office: Leeds
Expertise: Compliance and regulatory matters and Head of Complaints Handling.

0345 357 9000  David Harrington

Paul Bradley | Compliance Manager | Leeds
Paul Bradley
Compliance Manager
Office: Leeds

Expertise: Lexcel Accreditations and SRA Compliance

0113 306 2835  Paul Bradley

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