Compliance and Risk

Supporting the group value of “Working Together”, the role of the Risk, Compliance and Quality team is to promote a culture of regulatory compliance within the firm and to assist everyone in the business with all aspects of complaints handling and risk management. Many of the aspects that underpin regulatory compliance are aimed at ensuring we “do the right thing” for our clients and that we always act with integrity, treat clients fairly and act in their best interests.

David Harrington - Partner - Leeds

David Harrington
Partner, Compliance & Regulatory

Paul Bradley | Compliance Manager | Leeds

Paul Bradley
Compliance Manager

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